Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Dec 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (27 Apr 2023 to 20 Feb 2024)
    • [FCA CF] Algorithmic trading (19 Sep 2018 to 20 Feb 2024)
    • [FCA CF] Manager of certification employee (31 May 2018 to 20 Feb 2024)
    • [FCA CF] Material risk taker (2 Nov 2016 to 20 Feb 2024)
    • [FCA CF] Client dealing (2 Nov 2016 to 20 Feb 2024)
    • CF30 Customer (24 Jun 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (27 Apr 2023 to 20 Feb 2024)
    • [FCA CF] Material risk taker (27 Nov 2019 to 20 Feb 2024)
    • [FCA CF] Client dealing (31 May 2018 to 20 Feb 2024)
    • [FCA CF] Manager of certification employee (31 May 2018 to 20 Feb 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2013)
    • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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