Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexander Glen Wotton

  IRN AXW01691

  • [FCA CF] Manager of certification employee (since 14 Aug 2025)
  • [FCA CF] Material risk taker (since 18 Apr 2023)
  • [FCA CF] Significant management (since 16 Dec 2022)
• Alexander Johannes Zeisler

  IRN AJZ01005

  • [FCA CF] Manager of certification employee (28 Jun 2021 to 2 Aug 2022)
  • [FCA CF] Material risk taker (10 Feb 2021 to 9 Oct 2022)
  • [FCA CF] Client dealing (18 Jan 2021 to 27 Jun 2024)
• Alexander MacDonald

  IRN AEM01102

  • [FCA CF] Client dealing (16 Jul 2018 to 16 Mar 2019)
  • [FCA CF] Manager of certification employee (16 Jul 2018 to 16 Mar 2019)
• Alexander Roberts

  IRN AXR01118

  • [FCA CF] Client dealing (since 23 Sep 2025)
• Alexander Staggs

  IRN AES33734

  • [FCA CF] Client dealing (9 Oct 2019 to 6 Jul 2022)
• Alexander Stein

  IRN AXS05155

  • [FCA CF] Significant management (since 12 Mar 2024)
  • [FCA CF] Material risk taker (since 12 Mar 2024)
• Alexandre Elie Sberro

  IRN AXS03556

  • [FCA CF] Manager of certification employee (since 7 Aug 2024)
  • [FCA CF] Client dealing (since 16 Feb 2024)
• Alexandre Issa El-Khoury

  IRN AFI01001

  • [FCA CF] Significant management (8 Apr 2021 to 2 May 2024)
  • [FCA CF] Material risk taker (1 Nov 2016 to 2 May 2024)
  • [FCA CF] Manager of certification employee (1 Nov 2016 to 2 May 2024)
  • [FCA CF] Client dealing (1 Nov 2016 to 2 May 2024)
• Alexandros Scountjos

  IRN AXS01575

  • [FCA CF] Manager of certification employee (since 10 Feb 2025)
• Alexandru Dan Diaconescu

  IRN AXD02101

  • [FCA CF] Client dealing (20 Mar 2018 to 19 Aug 2019)

No changes recorded yet.