Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 31 Aug 2023)
    • [PRA CF] Managing a material risk taker (18 Oct 2021 to 31 Aug 2023)
    • [FCA CF] Material risk taker (18 Oct 2021 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (14 Nov 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (27 May 2019 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (16 Jul 2018 to 16 Mar 2019)
    • [FCA CF] Client dealing (16 Jul 2018 to 16 Mar 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (4 May 2017 to 16 Mar 2019)
    • [FCA CF] Manager of certification employee (4 May 2017 to 16 Mar 2019)
    • [FCA CF] Client dealing (11 Nov 2016 to 16 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.