Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 31 Aug 2023)
- [PRA CF] Managing a material risk taker (18 Oct 2021 to 31 Aug 2023)
- [FCA CF] Material risk taker (18 Oct 2021 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (14 Nov 2019 to 31 Aug 2023)
- [FCA CF] Client dealing (27 May 2019 to 31 Aug 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (16 Jul 2018 to 16 Mar 2019)
- [FCA CF] Client dealing (16 Jul 2018 to 16 Mar 2019)
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- [FCA CF] Material risk taker (4 May 2017 to 16 Mar 2019)
- [FCA CF] Manager of certification employee (4 May 2017 to 16 Mar 2019)
- [FCA CF] Client dealing (11 Nov 2016 to 16 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.