Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (1 Sep 2023 to 27 Jun 2024)
    • [FCA CF] Material risk taker (10 Feb 2021 to 9 Oct 2022)
    • [FCA CF] Client dealing (18 Jan 2021 to 27 Jun 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (28 Jun 2021 to 2 Aug 2022)
    • [FCA CF] Material risk taker (10 Feb 2021 to 9 Oct 2022)
    • [FCA CF] Client dealing (18 Jan 2021 to 27 Jun 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 May 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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