Alexander Glen Wotton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 14 Aug 2025)
    • [FCA CF] Material risk taker (since 18 Apr 2023)
    • [FCA CF] Significant management (since 16 Dec 2022)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 16 Dec 2022)
    • [FCA CF] Manager of certification employee (since 22 Mar 2022)
    • [FCA CF] Material risk taker (since 13 Nov 2019)
    • [FCA CF] Client dealing (since 9 Nov 2016)
    • CF30 Customer (16 Mar 2015 to 6 Mar 2016)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (6 Mar 2007 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 22 Jan 2015)
    • CF23 Corporate Finance Adviser (6 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.