Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 10 Feb 2025)
- [FCA CF] Client dealing (since 25 Aug 2021)
- [FCA CF] Material risk taker (25 Aug 2021 to 4 Oct 2022)
-
Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 10 Feb 2025)
-
- [FCA CF] Manager of certification employee (20 Dec 2017 to 6 Jun 2018)
- [FCA CF] Client dealing (27 Oct 2016 to 19 May 2021)
- CF30 Customer (25 Oct 2011 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (19 May 2004 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 15 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.