Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 10 Feb 2025)
    • [FCA CF] Client dealing (since 25 Aug 2021)
    • [FCA CF] Material risk taker (25 Aug 2021 to 4 Oct 2022)
    • [FCA CF] Manager of certification employee (since 10 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Dec 2017 to 6 Jun 2018)
    • [FCA CF] Client dealing (27 Oct 2016 to 19 May 2021)
    • CF30 Customer (25 Oct 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (19 May 2004 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 15 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.