Alexander Childs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 22 Oct 2019)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 22 Oct 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (2 Jul 2018 to 2 Oct 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Nov 2017 to 2 Oct 2019)
    • [FCA CF] Client dealing (11 Nov 2016 to 2 Oct 2019)
    • CF30 Customer (17 Dec 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Oct 2011 to 25 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.