Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Fanny Marie Helene Aglaor

  IRN FXA00237

  • [FCA CF] Client dealing (19 Mar 2025 to 30 Jun 2025)
• Fatima-Zahra Lachguer

  IRN FXL00139

  • [FCA CF] Client dealing (since 29 Nov 2024)
• Federica Terrabujo

  IRN FXT01169

  • [FCA CF] Manager of certification employee (since 20 Oct 2021)
  • [FCA CF] Material risk taker (since 9 Oct 2020)
  • [FCA CF] Client dealing (since 16 Nov 2017)
• Federico Gottardo

  IRN FXG01270

  • [FCA CF] Manager of certification employee (15 Jan 2024 to 27 Oct 2025)
  • [FCA CF] Material risk taker (14 Sep 2021 to 27 Oct 2025)
  • [FCA CF] Client dealing (15 May 2019 to 27 Oct 2025)
• Fedor Misiura

  IRN FXM00160

  • [FCA CF] Client dealing (30 Nov 2021 to 23 Sep 2022)
• Felix Arnaud Liscia

  IRN AFL01020

  • [FCA CF] Client dealing (since 7 Sep 2020)
  • [FCA CF] Material risk taker (13 Nov 2019 to 6 Jul 2023)
  • [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Mar 2021)
• Filippo Maggi

  IRN FXM01371

  • CF30 Customer (24 Jan 2013 to 19 Nov 2014)
• Filippo Zorzoli

  IRN FXZ01009

  • [FCA CF] Material risk taker (since 12 Dec 2025)
  • [FCA CF] Manager of certification employee (since 15 Oct 2025)
  • [FCA CF] Significant management (since 3 Sep 2025)
  • [FCA CF] Client dealing (since 3 Sep 2025)
• Finlay Hind

  IRN FCH01027

  • [FCA CF] Material risk taker (13 Sep 2023 to 13 Aug 2024)
  • [FCA CF] Client dealing (7 Sep 2023 to 13 Aug 2024)
• Fiona Samantha Broad

  IRN FSD01013

  • [FCA CF] Manager of certification employee (since 26 Aug 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)

No changes recorded yet.