Fiona Samantha Broad

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 26 Aug 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 13 Jan 2012)
    • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.