Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Flavia na Moliterni

  IRN FXM00173

  • [FCA CF] Client dealing (since 16 May 2024)
• Florent Jaquard

  IRN FCJ00005

  • [FCA CF] Manager of certification employee (since 4 Mar 2025)
  • [FCA CF] Client dealing (since 10 Nov 2017)
  • [FCA CF] Material risk taker (31 Jan 2020 to 22 Nov 2022)
• Florian Maarten Hillen

  IRN FMH01020

  • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
  • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
• Francesco Arcaleni

  IRN FXA01556

  • [FCA CF] Manager of certification employee (since 21 Dec 2022)
  • [FCA CF] Client dealing (since 25 Apr 2018)
• Francesco Cuccovillo

  IRN FXC01076

  • [FCA CF] Client dealing (10 Sep 2018 to 25 Sep 2019)
  • [FCA CF] Manager of certification employee (22 Dec 2017 to 25 Sep 2019)
• Frederic Michel Pierre Jallot

  IRN FMJ01004

  • SMF6 Head of Key Business Areas (22 Nov 2017 to 6 Feb 2018)
• Frederic Vivalda

  IRN FXV01067

  • [FCA CF] Manager of certification employee (since 19 May 2025)
  • [FCA CF] Client dealing (since 15 Nov 2024)
  • CF30 Customer (26 Mar 2013 to 5 Feb 2015)
• Frederic von Wedel Mastellotto

  IRN FXV00047

  • [FCA CF] Client dealing (since 6 Sep 2023)
• Friedel Epple

  IRN FTE01001

  • [FCA CF] Significant management (8 Apr 2021 to 6 Jul 2024)
  • [FCA CF] Client dealing (1 Nov 2016 to 6 Jul 2024)
  • [FCA CF] Manager of certification employee (1 Nov 2016 to 6 Jul 2024)
  • [FCA CF] Material risk taker (1 Nov 2016 to 6 Jul 2024)
  • CF30 Customer (14 Aug 2012 to 6 Mar 2016)
• Fumihiko Sato

  IRN FXS00158

  • [FCA CF] Manager of certification employee (since 21 Oct 2024)
  • [FCA CF] Material risk taker (since 21 Oct 2024)

No changes recorded yet.