Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
    • CF26 Customer Trading (4 Feb 2005 to 7 Apr 2005)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.