Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Client dealing (since 7 Nov 2017)
- [FCA CF] Manager of certification employee (17 Aug 2018 to 6 Jul 2019)
- [FCA CF] Material risk taker (3 May 2018 to 22 Nov 2022)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Client dealing (since 10 Nov 2017)
- [FCA CF] Material risk taker (31 Jan 2020 to 22 Nov 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2017)
- CF30 Customer (30 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2011)
- CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.