Frederic Vivalda

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 19 May 2025)
    • [FCA CF] Client dealing (since 15 Nov 2024)
    • CF30 Customer (4 Oct 2011 to 9 Jul 2014)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 19 May 2025)
    • [FCA CF] Client dealing (since 15 Nov 2024)
    • CF30 Customer (26 Mar 2013 to 5 Feb 2015)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Manager of certification employee (22 Jul 2022 to 29 Apr 2024)
    • [FCA CF] Client dealing (4 Feb 2019 to 29 Apr 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (1 Nov 2017 to 17 Nov 2017)
    • [FCA CF] Client dealing (1 Nov 2017 to 7 Dec 2018)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (28 Aug 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (28 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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