Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF30 Customer (6 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (6 Feb 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF6 Head of Key Business Areas (22 Nov 2017 to 6 Feb 2018)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF6 Head of Key Business Areas (22 Nov 2017 to 6 Feb 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 1 May 2017)
    • CF29 Significant management (4 Jun 2010 to 6 Mar 2016)
    • CF30 Customer (13 May 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF22 Other Local Responsibility (7 Mar 2016 to 1 May 2017)
    • CF29 Significant management (4 Jun 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 1 May 2017)
    • CF29 Significant management (27 Jan 2016 to 6 Mar 2016)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.