Finlay Hind

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Sep 2023 to 13 Aug 2024)
    • [FCA CF] Client dealing (7 Sep 2023 to 13 Aug 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (13 Sep 2023 to 13 Aug 2024)
    • [FCA CF] Client dealing (7 Sep 2023 to 13 Aug 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (6 Oct 2016 to 31 May 2023)
    • CF30 Customer (28 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.