Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 7 Sep 2020)
- [FCA CF] Material risk taker (13 Nov 2019 to 6 Jul 2023)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Mar 2021)
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 1 Nov 2016)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Mar 2021)
- [FCA CF] Material risk taker (17 Oct 2018 to 6 Jul 2023)
- CF30 Customer (3 Aug 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.