Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 27 Oct 2025)
    • [FCA CF] Material risk taker (14 Sep 2021 to 27 Oct 2025)
    • [FCA CF] Client dealing (14 Nov 2016 to 1 Nov 2018)
    • CF30 Customer (16 Dec 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 27 Oct 2025)
    • [FCA CF] Material risk taker (14 Sep 2021 to 27 Oct 2025)
    • [FCA CF] Client dealing (15 May 2019 to 27 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.