Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Manager of certification employee (since 15 Oct 2025)
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • [FCA CF] Significant management (since 3 Sep 2025)
    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Manager of certification employee (since 15 Oct 2025)
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • [FCA CF] Significant management (since 3 Sep 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (1 Sep 2017 to 29 May 2025)
    • [FCA CF] Client dealing (1 Sep 2017 to 29 May 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (28 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.