Niche Independent Financial Advisers Limited

• Principal Place of Business

  John Dean Cullen and Bethan Louise Evans of Menzies LLP

  5&6 Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633859555

• Complaints Contact

  John Dean Cullen and Bethan Louise Evans of Menzies LLP

  5&6 Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633859555

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Hughes

  IRN AMH01314

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
• Christopher Baillieux

  IRN CXB02467

  • CF30 Customer (23 May 2016 to 30 Aug 2016)
• Edward James Cameron Peach

  IRN EXP20061

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Gareth Edward Shears

  IRN GES01052

  • CF30 Customer (20 May 2010 to 11 Sep 2018)
• Gavin Benjamin Kingsley

  IRN GBK01015

  • CF30 Customer (12 Feb 2015 to 11 Sep 2018)
• James Baker

  IRN JTB01081

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (10 Aug 2016 to 9 May 2018)
• Kim Adams

  IRN KXA01309

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Sep 2008 to 8 Dec 2019)
• Mark Robert Evans

  IRN MXE00055

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Mar 2021)
• Matthew Lewis James Wiltshire

  IRN MLW01084

  • [FCA CF] Client dealing (9 Dec 2020 to 16 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 16 Mar 2022)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)
• Matthew Milan Millard

  IRN MXM00171

  • [FCA CF] Client dealing (9 Dec 2020 to 13 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Jan 2021)

No changes recorded yet.