Gavin Benjamin Kingsley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 11 Feb 2022)
    • CF1 Director (AR) (since 9 Feb 2022)
    • CF30 Customer (since 9 Feb 2022)
    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 11 Feb 2022)
    • [FCA CF] Client dealing (30 Nov 2020 to 11 Feb 2022)
  • Kingsley Wealth Management Ltd

    FRN 968911

    • (1)Employed By (since 9 Feb 2022)
  • Sanctuary Financial Ltd (no longer approved here)

    FRN 807536

    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2020)
    • CF10 Compliance Oversight (3 Dec 2018 to 3 Oct 2019)
    • CF11 Money Laundering Reporting (3 Dec 2018 to 3 Oct 2019)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (3 Dec 2018 to 5 Nov 2020)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • CF30 Customer (12 Feb 2015 to 11 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.