Sanctuary Financial Ltd

• Principal Place of Business

  Unit 5

  Neptune Court

  Vanguard Way

  Cardiff

  Cardiff

  CF24 5PJ

  UNITED KINGDOM

  Phone

  +4402920482477

  Web

  https://www.sanfp.co.uk

• Complaints Contact

  Unit 5

  Neptune Court

  Vanguard Way

  Cardiff

  Cardiff

  CF24 5PJ

  UNITED KINGDOM

  Phone

  +4402920482477

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Cope

  IRN AXC01401

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• Gareth Edward Shears

  IRN GES01052

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsibility for MCD Intermediation (since 19 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
  • [FCA CF] Client dealing (since 30 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Aug 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• Gavin Benjamin Kingsley

  IRN GBK01015

  • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2020)
  • Responsible for Insurance Distribution (3 Dec 2018 to 5 Nov 2020)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Dec 2018 to 3 Oct 2019)
  • CF10 Compliance Oversight (3 Dec 2018 to 3 Oct 2019)
  • CF1 Director (3 Dec 2018 to 8 Dec 2019)
• James Baker

  IRN JTB01081

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2020 to 1 Jun 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
  • CF1 Director (26 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• Shane Michael Hyland

  IRN SMH01183

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 8 Dec 2020)
  • [FCA CF] Client dealing (since 30 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
  • SMF16 Compliance Oversight (since 3 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Thomas Benjamin

  IRN TXB01625

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 6 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)

• Go Lead Generation LTD

  FRN 1016055 · Appointed 11 Jul 2024

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