Gareth Edward Shears

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanctuary Financial Ltd

    FRN 807536

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 19 Jan 2021)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • CF30 Customer (20 May 2010 to 11 Sep 2018)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (17 Jul 2009 to 27 Apr 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Jul 2009 to 27 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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