Matthew Milan Millard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Apr 2021)
    • CF1 Director (AR) (since 26 Apr 2021)
    • CF30 Customer (since 26 Apr 2021)
    • [FCA CF] Client dealing (since 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2021)
  • ROCKWEALTH CARDIFF LTD

    FRN 944341

    • (1)Employed By (since 26 Apr 2021)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • [FCA CF] Client dealing (9 Dec 2020 to 13 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Jan 2021)
  • Niche Private Clients Ltd (no longer approved here)

    FRN 748261

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2020 to 13 Jan 2021)
    • CF30 Customer (30 Jun 2018 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (11 Sep 2002 to 27 Sep 2002)
  • Lighthouse IFA (Wales) Ltd (no longer approved here)

    FRN 217704

    • (4)Employed By (11 Sep 2002 to 8 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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