Niche Private Clients Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Niche Private Clients LtdUnit 5-6Waterside CourtAlbany StreetNewportNP20 5NTUNITED KINGDOM- Phone
- +4401633851805
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Complaints Contact
Niche Private Clients LtdUnit 5-6Waterside CourtAlbany StreetNewportNP20 5NTUNITED KINGDOM- Phone
- +4401633851805
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Buy-to-Let Start Date
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Buy-to-Let Status
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Michael Hughes
IRN AMH01314
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
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Aled James Phillips
IRN AJP01416
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (20 Mar 2019 to 8 Dec 2019)
- CF30 Customer (13 Dec 2018 to 8 Dec 2019)
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Christopher Michael Daniels
IRN CXD00683
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 15 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
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Claire Michelle Menni
IRN CMM01180
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 12 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
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Edward James Cameron Peach
IRN EXP20061
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
- CF30 Customer (10 Sep 2019 to 8 Dec 2019)
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James Baker
IRN JTB01081
- [FCA CF] Client dealing (9 Dec 2020 to 3 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
- CF30 Customer (9 May 2018 to 11 Sep 2018)
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Joseph Charles Bezani
IRN JXB04152
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Oct 2025)
- [FCA CF] Client dealing (since 14 Oct 2025)
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Mark Robert Evans
IRN MXE00055
- [FCA CF] Client dealing (9 Dec 2020 to 10 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
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Matthew Lewis James Wiltshire
IRN MLW01084
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 May 2019 to 8 Dec 2019)
- CF30 Customer (28 Jun 2018 to 8 Dec 2019)
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Matthew Milan Millard
IRN MXM00171
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 13 Jan 2021)
- CF30 Customer (30 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.