Niche Private Clients Ltd

• Principal Place of Business

  Niche Private Clients Ltd

  Unit 5-6

  Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633851805

  Web

  https://www.nichepc.co.uk

• Complaints Contact

  Niche Private Clients Ltd

  Unit 5-6

  Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633851805

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Owen Jackson

  IRN MXJ06479

  • CF30 Customer (24 Sep 2018 to 12 Apr 2019)
• Raymonde Timothy Clive Adams

  IRN RTA00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 25 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2016 to 12 Oct 2016)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
• Robyn Alexandra Aubrey

  IRN RXA11804

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
  • CF30 Customer (22 Feb 2019 to 8 Dec 2019)
• Ryan Philip James Caisley

  IRN RXC00128

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
  • [FCA CF] Client dealing (since 3 Oct 2022)
• Thomas Edward Powell

  IRN TEP01027

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
  • CF30 Customer (9 May 2018 to 8 Dec 2019)
• Thomas James Roberts

  IRN TJR01124

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Sep 2016 to 27 Jun 2018)
  • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)

No changes recorded yet.