Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BEESURE LTD

    FRN 832417

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 11 Jun 2021)
    • CF1 Director (AR) (since 28 May 2021)
    • CF30 Customer (since 28 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 12 Aug 2020)
    • [FCA CF] Client dealing (since 12 Aug 2020)
    • [FCA CF] Manager of certification employee (since 1 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
    • CF1 Director (9 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
    • Employed By (since 28 May 2021)
  • Niche Private Clients Ltd (no longer approved here)

    FRN 748261

    • CF30 Customer (24 Sep 2018 to 12 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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