Thomas Edward Powell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2021)
    • CF30 Customer (since 20 Aug 2021)
    • CF1 Director (AR) (since 20 Aug 2021)
  • Powell Wealth Management Limited

    FRN 946528

    • (2)Employed By (since 20 Aug 2021)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Niche Private Clients Ltd (no longer approved here)

    FRN 748261

    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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