Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Powell Wealth Management Limited
FRN 946528
- (1)Employed By (since 27 Mar 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Aug 2021)
- CF30 Customer (since 30 Jul 2021)
- CF1 Director (AR) (since 30 Jul 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
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- [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
- CF30 Customer (22 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.