Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 27 Mar 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Aug 2021)
    • CF30 Customer (since 30 Jul 2021)
    • CF1 Director (AR) (since 30 Jul 2021)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • Niche Private Clients Ltd (no longer approved here)

    FRN 748261

    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Jan 2021)
    • CF30 Customer (22 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.