Raymonde Timothy Clive Adams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Niche Independent Financial Advisers Limited

    FRN 472635

    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (16 Nov 2007 to 31 Mar 2009)
    • CF1 Director (16 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2007 to 13 Oct 2016)
    • CF11 Money Laundering Reporting (16 Nov 2007 to 13 Oct 2016)
    • CF30 Customer (16 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Nov 2007 to 30 Sep 2018)
  • Niche Private Clients Ltd (no longer approved here)

    FRN 748261

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 25 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
    • CF10 Compliance Oversight (1 Sep 2016 to 12 Oct 2016)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF24 Pension Transfer Specialist (20 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
  • Niche Independent Financial Advisers Ltd (no longer approved here)

    FRN 433023

    • (1)Employed By (24 May 2005 to 16 Nov 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.