Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 17 Dec 2025)
    • (1)Employed By (since 17 Dec 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 May 2019 to 8 Dec 2019)
    • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
  • Niche Independent Financial Advisers Limited (no longer approved here)

    FRN 472635

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 16 Mar 2022)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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