ROCKWEALTH CARDIFF LTD

FRN: 944341
Companies House: 13138088
Last scraped: 11 hours ago

This firm operates as an appointed representative of Rock Wealth LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Brunel House

2 Fitzalan Road

Cardiff

Caerdydd

CF24 0EB

UNITED KINGDOM

Phone

+4402921051410

Web

https://www.cardiff-ifa.co.uk
Complaints Contact

3 Imperial Square

Cheltenham

Glos

GL50 1QB

UNITED KINGDOM

Phone

+4401242505505

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Matthew Milan Millard
IRN MXM00171
- (1)Employed By (since 26 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.