Christopher Baillieux

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- [FCA CF] Manager of certification employee (since 1 Oct 2024)
- [FCA CF] Functions requiring qualifications (8 Jun 2022 to 30 Sep 2024)
Forvis Mazars Financial Planning Limited (no longer approved here)
FRN 182644
- [FCA CF] Functions requiring qualifications (4 Jan 2021 to 28 Mar 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (22 Aug 2017 to 5 Nov 2018)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (166)Employed By (22 Aug 2017 to 5 Nov 2018)
Niche Independent Financial Advisers Limited (no longer approved here)
FRN 472635
- CF30 Customer (23 May 2016 to 30 Aug 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.