Niche Independent Financial Advisers Limited

• Principal Place of Business

  John Dean Cullen and Bethan Louise Evans of Menzies LLP

  5&6 Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633859555

• Complaints Contact

  John Dean Cullen and Bethan Louise Evans of Menzies LLP

  5&6 Waterside Court

  Albany Street

  Newport

  NP20 5NT

  UNITED KINGDOM

  Phone

  +4401633859555

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raymonde Timothy Clive Adams

  IRN RTA00006

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (16 Nov 2007 to 13 Oct 2016)
  • CF30 Customer (16 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (16 Nov 2007 to 31 Mar 2009)
  • Responsible for Insurance Mediation (16 Nov 2007 to 30 Sep 2018)
  • CF1 Director (16 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Nov 2007 to 13 Oct 2016)
• Robyn Alexandra Aubrey

  IRN RXA11804

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
• Thomas Edward Powell

  IRN TEP01027

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Feb 2021)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
• Thomas James Roberts

  IRN TJR01124

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (11 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (1 May 2014 to 9 May 2018)

No changes recorded yet.