M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Arundell

    IRN PXA00254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 20 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2023)
  • Peter Brackley

    IRN PXB01869

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF30 Customer (since 10 May 2021)
    • CF1 Director (AR) (since 10 May 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 31 May 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 May 2021)
    • CF30 Customer (29 Feb 2016 to 8 Dec 2019)
  • Peter Charles Wycherley

    IRN PCW00015

    • CF30 Customer (9 Sep 2013 to 30 Jun 2019)
  • Peter Derek Ballard

    IRN PDB00037

    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Peter George Westerman

    IRN PGW01107

    • CF30 Customer (9 Sep 2013 to 31 Jul 2015)
  • Peter Gurpreet Singh Grewal

    IRN PGG01062

    • SMF7 Group Entity Senior Manager (25 Nov 2020 to 1 Jan 2024)
  • Peter James Whittaker

    IRN PJW01297

    • CF30 Customer (1 Mar 2016 to 25 Apr 2017)
  • Peter John Brown

    IRN PXB01612

    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Mar 2016 to 8 Dec 2019)
  • Peter Martin Triggs

    IRN PMT00012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
    • CF30 Customer (30 Jun 2020 to 9 Apr 2025)
    • CF1 Director (AR) (30 Jun 2020 to 9 Apr 2025)
  • Peter Paul Rooke

    IRN PPR00008

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.