Peter James Whittaker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 28 Oct 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 21 Jun 2017)
Regency Wealth Ltd
FRN 578309
- (1)Employed By (since 21 Jun 2017)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (1 Mar 2016 to 25 Apr 2017)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF30 Customer (28 Jun 2013 to 15 Feb 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (12 May 2009 to 11 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.