Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF1 Director (AR) (since 10 May 2021)
    • CF30 Customer (since 10 May 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 May 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 May 2021)
    • CF30 Customer (29 Feb 2016 to 8 Dec 2019)
    • (2)Employed By (since 10 May 2021)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (14 Jun 2013 to 22 Feb 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (25 Oct 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.