Peter George Westerman

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W Wealth Management Ltd

    FRN 952534

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • SMF3 Executive Director (since 16 Feb 2022)
    • Responsible for Insurance Distribution (since 16 Feb 2022)
    • SMF16 Compliance Oversight (since 16 Feb 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 31 Jul 2015)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 27 Sep 2012)
    • CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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