Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Employed By (11 Mar 2024 to 31 Dec 2024)
-
- CF30 Customer (11 Mar 2024 to 31 Dec 2024)
-
- Appointed representative dealing with clients for which they require qualification (18 Aug 2021 to 5 Jun 2024)
- CF30 Customer (18 Aug 2021 to 28 May 2024)
-
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
- CF30 Customer (2 Mar 2016 to 8 Dec 2019)
-
- CF30 Customer (19 Mar 2015 to 31 Jan 2016)
-
- (1)Employed By (27 Feb 2015 to 31 Jan 2016)
-
- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.