Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
- CF1 Director (AR) (30 Jun 2020 to 9 Apr 2025)
- CF30 Customer (30 Jun 2020 to 9 Apr 2025)
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- CF30 Customer (15 Feb 2011 to 15 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2010)
- CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.