M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hamel Kanani

    IRN HXK01189

    • CF30 Customer (9 Sep 2013 to 21 Feb 2014)
  • Harriet Wallace

    IRN HXW00184

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2023)
  • Harry Brian Henry Latham

    IRN HXL12254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jul 2025)
    • [FCA CF] Client dealing (13 Jun 2022 to 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 1 Jul 2024)
  • Hassam Shaukat

    IRN HXS12723

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • Haydon John Cooper

    IRN HJC01060

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 3 Jun 2024)
    • CF30 Customer (16 Apr 2021 to 3 Jun 2024)
    • CF1 Director (AR) (16 Apr 2021 to 3 Jun 2024)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 May 2021)
  • Hayley Elizabeth Evans-Hadley

    IRN HEE01005

    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Hayley Victoria Meaden

    IRN HVT01003

    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
  • Helen Brannan

    IRN HXB00332

    • CF1 Director (AR) (since 25 Apr 2024)
  • Helen Coates

    IRN HXC00230

    • CF1 Director (AR) (since 14 Apr 2023)
  • Helen Elizabeth Graves

    IRN HEB01021

    • CF1 Director (AR) (29 Sep 2022 to 18 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 13 Aug 2024)
    • CF30 Customer (21 Jan 2021 to 18 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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