Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jul 2025)
    • [FCA CF] Client dealing (13 Jun 2022 to 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 1 Jul 2024)
  • Neil Holland Financial Services Ltd (no longer approved here)

    FRN 215672

    • (4)Employed By (15 Mar 2021 to 11 Feb 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (15 Mar 2021 to 11 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (12 Mar 2021 to 11 Feb 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (6 Mar 2019 to 9 Mar 2021)
  • AFL Financial Strategies Ltd (no longer approved here)

    FRN 564343

    • Employed By (6 Mar 2019 to 9 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.