Helen Elizabeth Graves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF1 Director (AR) (29 Sep 2022 to 18 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 13 Aug 2024)
    • CF30 Customer (21 Jan 2021 to 18 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (8 May 2015 to 5 Jul 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Sep 2004 to 26 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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