Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Dec 2023)
- CF30 Customer (since 10 Dec 2023)
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Four Rivers Financial Planning Limited
FRN 926997
- (2)Employed By (since 10 Dec 2023)
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- (43)[FCA CF] Significant management (1 Jun 2021 to 10 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (43)[FCA CF] Significant management at Credit Union For South East Northumberland Limited