Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 May 2014 to 1 Jun 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 Nov 2008)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Dec 2004 to 10 May 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (2 Mar 2004 to 20 Jul 2004)
    • CF22 Investment Adviser (Trainee) (9 May 2002 to 2 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.