Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
- CF30 Customer (31 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (13 May 2014 to 1 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 4 Nov 2008)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Dec 2004 to 10 May 2006)
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- CF21 Investment Adviser (2 Mar 2004 to 20 Jul 2004)
- CF22 Investment Adviser (Trainee) (9 May 2002 to 2 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.