Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 3 Jun 2024)
    • CF1 Director (AR) (16 Apr 2021 to 3 Jun 2024)
    • CF30 Customer (16 Apr 2021 to 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 May 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 May 2021)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (27 Jan 2012 to 28 Nov 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Oct 2009 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.