Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PINNACLE FINANCIAL PLANNING LIMITED
FRN 493625
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Jul 2020)
- [FCA CF] Client dealing (since 2 Jul 2020)
-
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
-
- CF30 Customer (5 Mar 2013 to 9 Sep 2013)
-
- CF30 Customer (26 Mar 2009 to 11 Nov 2012)
-
- CF30 Customer (1 Nov 2007 to 25 Mar 2008)
- CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2003 to 21 Oct 2003)
-
- CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (10 Feb 2003 to 21 Oct 2003)
-
- Employed By (10 Feb 2003 to 25 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.