Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Headley Moulton

  IRN PHM01058

  • [FCA CF] Client dealing (18 Jul 2022 to 31 Jan 2024)
• Philip James Gilder

  IRN PJG01286

  • [FCA CF] Material risk taker (19 Nov 2024 to 31 Mar 2025)
  • [FCA CF] Significant management (19 Nov 2024 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (19 Nov 2024 to 31 Mar 2025)
• Philip James Miller

  IRN PXM00816

  • [FCA CF] Client dealing (since 13 Nov 2025)
• Rajesh Manon

  IRN RXM01657

  • [FCA CF] Manager of certification employee (since 14 Feb 2023)
  • [FCA CF] Material risk taker (since 2 Nov 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (2 Nov 2021 to 15 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
• Richard Arthur Goodall

  IRN RAG00019

  • SMF3 Executive Director (since 24 Apr 2020)
  • [FCA CF] Significant management (17 Oct 2022 to 2 Feb 2023)
  • SMF1 Chief Executive (26 Sep 2021 to 1 Jan 2026)
• Richard Telfer

  IRN RXT00411

  • [FCA CF] Client dealing (26 Jun 2024 to 31 Dec 2025)
• Rod Guest

  IRN RXG00351

  • [FCA CF] Client dealing (14 Jul 2022 to 8 Mar 2024)
• Rory Dowie

  IRN RXD00193

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 27 Mar 2026)
  • [FCA CF] Material risk taker (since 7 May 2025)
  • [FCA CF] Client dealing (since 7 May 2025)
• Sally Anne Helston

  IRN SAH01206

  • [FCA CF] Significant management (since 20 Mar 2026)
  • [FCA CF] Material risk taker (since 20 Mar 2026)
  • [FCA CF] Manager of certification employee (since 20 Mar 2026)
• Sally Macdonald

  IRN SHM01025

  • CF30 Customer (1 Mar 2013 to 6 Sep 2016)

No changes recorded yet.