Sally Anne Helston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited

    FRN 115231

    • [FCA CF] Manager of certification employee (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • [FCA CF] Significant management (since 20 Mar 2026)
  • INVESTMENT FUND SERVICES LIMITED

    FRN 464193

    • [FCA CF] Manager of certification employee (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • [FCA CF] Significant management (since 20 Mar 2026)
    • SMF3 Executive Director (12 Aug 2022 to 1 Jan 2026)
    • [FCA CF] CASS oversight function (1 Apr 2021 to 31 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (1 Nov 2007 to 20 Jun 2014)
    • CF26 Customer Trading (24 Jan 2007 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (1 Nov 2007 to 20 Jun 2014)
    • CF26 Customer Trading (24 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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