Rory Dowie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited

    FRN 115231

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2026)
    • [FCA CF] Material risk taker (since 7 May 2025)
    • [FCA CF] Client dealing (since 7 May 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (23 May 2022 to 29 Jan 2025)
    • [FCA CF] Functions requiring qualifications (23 May 2022 to 29 Jan 2025)
  • ARABESQUE ASSET MANAGEMENT LTD (no longer approved here)

    FRN 610729

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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