ARABESQUE ASSET MANAGEMENT LTD

• Principal Place of Business

  5-7 Ulster Terrace

  London

  Greater London

  NW1 4PJ

  UNITED KINGDOM

  Phone

  +442039463720

  Web

  https://www.arabesque.com

• Complaints Contact

  5-7 Ulster Terrace

  London

  Greater London

  NW1 4PJ

  UNITED KINGDOM

  Phone

  +4402039463727

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Kuppler

  IRN AXK02333

  • CF30 Customer (4 Jun 2014 to 31 Dec 2017)
• Anja Helga Kaethe Mikus

  IRN AHM01141

  • CF30 Customer (4 Jun 2014 to 31 May 2017)
• Barbara Janet Krumsiek

  IRN BJK01061

  • CF2 Non Executive Director (1 Jul 2016 to 8 Dec 2019)
• Carolina Minio-Paluello

  IRN CXM01231

  • CF3 Chief Executive (AR) (23 Mar 2023 to 18 May 2024)
  • CF1 Director (AR) (23 Mar 2023 to 18 May 2024)
  • CF30 Customer (23 Mar 2023 to 18 May 2024)
• Carolyn Yau Yan Woo

  IRN CYW01012

  • CF2 Non Executive Director (25 Jan 2018 to 8 Dec 2019)
• Dominic Godman

  IRN DXG01229

  • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
• Dominic Kim Selwood

  IRN DKS01046

  • CF1 Director (AR) (20 Jun 2025 to 23 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2026)
  • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2025)
  • CF11 Money Laundering Reporting (4 Jun 2014 to 8 Dec 2019)
  • CF1 Director (4 Jun 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jun 2014 to 8 Dec 2019)
• Francesca Pellegrino

  IRN FXP41882

  • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2021)
• Frank Siu

  IRN FXS00175

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • CF30 Customer (since 4 Sep 2023)
• Gavriil Karageorgiou

  IRN GXK01216

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2024)
  • CF30 Customer (29 Apr 2015 to 8 Dec 2019)

• Arabesque AI Limited

  FRN 918785 · Appointed 27 Dec 2019

No changes recorded yet.